SEC Form 4/A · accession 0000009984-19-000041

BARNES GROUP INC · B

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — SVP, BGI; Pres., Barnes Aero

Period of report

Feb 13, 2019

Accepted (ET)

Feb 27, 2019 · 4:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009984

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Feb 13, 2019	A	2,800	$0.00	A	14,578	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option-Right to Buy^F3,F5,F4	$60.72	Feb 13, 2019	A	8,200	A	—	Feb 13, 2029	Common Stock	8,200	8,200	D

F1Reporting Person has received 2800 Restricted Stock Units that are subject to forfeiture if certain events occur.
F2Includes balances of 1593 Restricted Stock Units granted 3/1/2016, 1301 granted 3/1/2016, 1933 granted 2/8/2017, and 2400 granted 2/8/2018, that are subject to forfeiture if certain events occur.
F3This amendment is being filed to correct an inadvertent error in the Form 4 of the reporting person filed on February 15, 2019 (the "Prior Form 4"). This line item reflects the February 13, 2019 award by Barnes Group Inc. (the "Company") to the reporting person of options in respect of 8,200 shares of common stock of the Company with an exercise price of $60.72. Such options were inadvertently listed as an award of shares of common stock of the Company in the Prior Form 4. This amendment amends and restates the Prior Form 4 in its entirety.
F4The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
F51 for 1.