SEC Form 4 · accession 0000009984-19-000037
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 27, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2019 | G | 8,111 | $0.00 | D | 69,051 | I | Trust #42-01-102-2549053 |
| Common StockF2 | Feb 26, 2019 | S | 65 | $59.29 | D | 412,516 | I | Trust #42-01-102-8546559 (1E) |
| Common StockF2 | Feb 26, 2019 | S | 55 | $59.29 | D | 160,749 | I | Trust #42-01-102-8550720 (3E) |
| Common StockF2 | Feb 26, 2019 | S | 615 | $59.29 | D | 480,868 | I | Trust #42-01-102-8550719 (4E) |
| Common StockF2 | Feb 26, 2019 | S | 132 | $59.29 | D | 410,336 | I | Trust #42-01-102-8546558 (5E/5W) |
| Common StockF2 | Feb 26, 2019 | S | 195 | $59.29 | D | 83,778 | I | Trust #42-01-102-8550713 (6E/7W) |
| Common StockF3 | holding | — | — | — | 352,099 | D | ||
| Common Stock | holding | — | — | — | 34,968 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 4,361 | I | By my wife | |
| Common StockF2 | holding | — | — | — | 39,116 | I | Trust #42-01-102-8546568 | |
| Common StockF2 | holding | — | — | — | 75,763 | I | Trust #42-01-102-8550714 (2E) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects distribution to trust beneficiary.
- F2Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- F3Includes a balance of 1729 Restricted Stock Units granted 2/13/2019, that are subject to forfeiture if certain events occur.