SEC Form 4 · accession 0000009984-19-000028
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Stephens
Officer — SVP, Finance and CFO
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 13, 2019 | A | 5,000 | $0.00 | A | 110,850 | D | |
| Common Stock | holding | — | — | — | 2,111 | I | By Company's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option-Right to BuyF4,F3 | $60.72 | Feb 13, 2019 | A | 14,400 | A | — | Feb 13, 2029 | Common Stock | 14,400 | 14,400 | D |
Explanation of responses
- F1Reporting Person has received 5000 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, and 4300 granted 2/87/2018, that are subject to forfeiture if certain events occur.
- F3The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
- F41 for 1.