SEC Form 4 · accession 0000009984-19-000013
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | A | 1,729 | $0.00 | A | 352,099 | D | |
| Common Stock | holding | — | — | — | 34,968 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 4,361 | I | By my wife | |
| Common StockF2 | holding | — | — | — | 39,116 | I | Trust #42-01-100-8546568 | |
| Common StockF2 | holding | — | — | — | 412,581 | I | Trust #42-01-100-8546559 (1E) | |
| Common StockF2 | holding | — | — | — | 75,763 | I | Trust #42-01-100-8550714 (2E) | |
| Common StockF2 | holding | — | — | — | 160,804 | I | Trust #42-01-100-8550720 (3E) | |
| Common StockF2 | holding | — | — | — | 481,483 | I | Trust #42-01-100-8550719 (4E) | |
| Common StockF2 | holding | — | — | — | 410,468 | I | Trust #42-01-100-8546558 (5E/5W) | |
| Common StockF2 | holding | — | — | — | 83,973 | I | Trust #42-01-100-8550713 (6E/7W) | |
| Common StockF2 | holding | — | — | — | 77,162 | I | Trust #42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has received 1729 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.