SEC Form 4 · accession 0000009984-19-000010
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick T Hurley
Officer — SVP & Chief Technology Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 8, 2019 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2019 | A | 2,073 | $0.00 | A | 2,073 | D | |
| Common Stock | Feb 7, 2019 | A | 3,040 | $0.00 | A | 5,113 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option-Right to BuyF4,F3 | $58.92 | Feb 7, 2019 | A | 6,399 | A | — | Feb 7, 2029 | Common Stock | 6,399 | 6,399 | D |
| Employee Stock Option-Right to BuyF4,F3 | $58.92 | Feb 7, 2019 | A | 9,386 | A | — | Feb 7, 2029 | Common Stock | 9,386 | 9,386 | D |
Explanation of responses
- F1Reporting Person has received 2073 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Reporting Person has received 3040 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F3The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
- F41 for 1