SEC Form 4 · accession 0000009984-18-000085

BARNES GROUP INC · B

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 28, 2018

Accepted (ET)

Dec 3, 2018 · 4:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009984

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 28, 2018	G	3,000	$0.00	D	350,341	D
Common Stock^F2	Nov 29, 2018	S	158	$58.8461	D	412,873	I	Trust #42-01-100-8546559 (1E)
Common Stock^F2	Nov 29, 2018	S	15	$58.8461	D	75,793	I	Trust #42-01-100-8550714 (2E)
Common Stock^F2	Nov 29, 2018	S	12	$58.8461	D	160,827	I	Trust #42-01-100-8550720 (3E)
Common Stock^F2	Nov 29, 2018	S	79	$58.8461	D	481,629	I	Trust #42-01-100-8550719 (4E)
Common Stock^F2	Nov 29, 2018	S	5	$58.8461	D	83,983	I	Trust #42-01-100-8550713 (6E/7W)
Common Stock^F2	Nov 30, 2018	S	292	$59.5144	D	412,581	I	Trust #42-01-100-8546559 (1E)
Common Stock^F2	Nov 30, 2018	S	30	$59.5144	D	75,763	I	Trust #42-01-100-8550714 (2E)
Common Stock^F2	Nov 30, 2018	S	23	$59.5144	D	160,804	I	Trust #42-01-100-8550720 (3E)
Common Stock^F2	Nov 30, 2018	S	146	$59.5144	D	481,483	I	Trust #42-01-100-8550719 (4E)
Common Stock^F2	Nov 30, 2018	S	10	$59.5144	D	83,973	I	Trust #42-01-100-8550713 (6E/7W)
Common Stock	holding	—	—		—	34,879	I	By 401(k) Plan
Common Stock^F2	holding	—	—		—	4,348	I	By my wife
Common Stock^F2	holding	—	—		—	39,116	I	Trust #42-01-100-8546568
Common Stock^F2	holding	—	—		—	410,468	I	Trust #42-01-100-8546558 (5E/5W)
Common Stock^F2	holding	—	—		—	77,162	I	Trust #42-01-102-2549053

No Table II lines on this filing.

F1Includes a balance of 442 Restricted Stock Units granted 2/8/2018, that are subject to forfeiture if certain events occur.
F2Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.