SEC Form 4 · accession 0000009984-18-000071
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Aug 15, 2018
Accepted (ET)
Sep 4, 2018 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | G | 72,626 | $0.00 | D | 0 | I | Trust #42-01-102-2548261 |
| Common StockF2 | Aug 16, 2018 | G | 9,078 | $0.00 | A | 353,318 | D | |
| Common Stock | holding | — | — | — | 34,561 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 4,338 | I | By my wife | |
| Common StockF3 | holding | — | — | — | 39,116 | I | Trust #42-01-100-8546568 | |
| Common StockF3 | holding | — | — | — | 413,031 | I | Trust #42-01-100-8546559 | |
| Common StockF3 | holding | — | — | — | 75,808 | I | Trust #42-01-100-8550714 | |
| Common StockF3 | holding | — | — | — | 160,839 | I | Trust #42-01-100-8550720 | |
| Common StockF3 | holding | — | — | — | 481,708 | I | Trust #42-01-100-8550719 | |
| Common StockF3 | holding | — | — | — | 410,468 | I | Trust #42-01-100-8546558 | |
| Common StockF3 | holding | — | — | — | 83,988 | I | Trust #42-01-100-8550713 | |
| Common StockF3 | holding | — | — | — | 77,162 | I | Trust #42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects distribution to trust beneficiaries.
- F2Includes a balance of 885 Restricted Stock Units granted 2/8/2018, that are subject to forfeiture if certain events occur.
- F3Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.