SEC Form 4 · accession 0000009984-18-000028
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Feb 22, 2018
Accepted (ET)
Feb 22, 2018 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2018 | S | 2,500 | $64.00 | A | 346,941 | D | |
| Common Stock | holding | — | — | — | 34,820 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 4,317 | I | By my wife | |
| Common StockF2 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF2 | holding | — | — | — | 413,581 | I | Trust #42-01-100-8546559 | |
| Common StockF2 | holding | — | — | — | 75,898 | I | Trust #42-01-100-8550714 | |
| Common StockF2 | holding | — | — | — | 160,929 | I | Trust #42-01-100-8550720 | |
| Common StockF2 | holding | — | — | — | 482,133 | I | Trust #42-01-100-8550719 | |
| Common StockF2 | holding | — | — | — | 410,878 | I | Trust #42-01-100-8546558 | |
| Common StockF2 | holding | — | — | — | 84,018 | I | Trust #42-01-100-8550713 | |
| Common StockF2 | holding | — | — | — | 72,626 | I | Trust #42-01-102-2548261 | |
| Common StockF2 | holding | — | — | — | 83,664 | I | Trust #42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes a balance of 1771 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.