SEC Form 4 · accession 0000009984-18-000017
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Stephens
Officer — SVP, Finance and CFO
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 8, 2018 | A | 4,300 | $0.00 | A | 100,467 | D | |
| Common Stock | holding | — | — | — | 1,994 | I | By Company's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option-Right to BuyF4,F3 | $59.28 | Feb 8, 2018 | A | 13,500 | A | — | Feb 8, 2028 | Common Stock | 13,500 | 13,500 | D |
Explanation of responses
- F1Reporting Person has received 4,300 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.
- F3The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
- F41 for 1.