SEC Form 4 · accession 0000009984-18-000003
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elijah Kent Barnes
Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2018 | A | 1,771 | $0.00 | A | 32,746 | D | |
| Common StockF2 | holding | — | — | — | 111 | I | By my wife | |
| Common StockF2 | holding | — | — | — | 1,812 | I | As custodian for my daughter H. Barnes | |
| Common StockF2 | holding | — | — | — | 1,333 | I | As custodian for my son | |
| Common StockF2 | holding | — | — | — | 251 | I | As custodian for my daughter M. Barnes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has received 1,771 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Reporting Person hereby disclaims beneficial ownership of shares held by his wife and minor children, except to the extent of his pecuniary interest.