SEC Form 4 · accession 0000009984-17-000070
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Aug 22, 2017
Accepted (ET)
Aug 31, 2017 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2017 | G | 250 | $0.00 | D | 342,549 | D | |
| Common StockF2 | Aug 30, 2017 | S | 220 | $61.22 | D | 413,581 | I | Trust #42-01-100-8546559 |
| Common StockF2 | Aug 30, 2017 | S | 30 | $61.22 | D | 75,898 | I | Trust #42-01-100-8550714 |
| Common StockF2 | Aug 30, 2017 | S | 70 | $61.22 | D | 160,929 | I | Trust #42-01-100-8550720 |
| Common StockF2 | Aug 30, 2017 | S | 200 | $61.22 | D | 482,133 | I | Trust #42-01-100-8550719 |
| Common StockF2 | Aug 30, 2017 | S | 185 | $61.22 | D | 410,878 | I | Trust #42-01-100-8546558 |
| Common StockF2 | Aug 30, 2017 | S | 50 | $61.22 | D | 84,018 | I | Trust #42-01-100-8550713 |
| Common Stock | holding | — | — | — | 34,838 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 4,298 | I | By my wife | |
| Common StockF2 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF2 | holding | — | — | — | 136,165 | I | Trust #42-01-102-2548261 | |
| Common StockF2 | holding | — | — | — | 83,664 | I | Trust#42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes a balance of 1021 Restricted Stock Units granted 2/7/2017 that are subject to forfeiture if certain events occur.
- F2Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.