SEC Form 4 · accession 0000009984-17-000069
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elijah Kent Barnes
Director
Period of report
Aug 22, 2017
Accepted (ET)
Aug 31, 2017 · 11:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2017 | G | 250 | $0.00 | A | 250 | I | As custodian for my daughter M. Barnes |
| Common StockF2 | holding | — | — | — | 30,827 | D | ||
| Common StockF1 | holding | — | — | — | 110 | I | By my wife | |
| Common StockF1 | holding | — | — | — | 1,805 | I | As custodian for my daughter H. Barnes | |
| Common StockF1 | holding | — | — | — | 1,328 | I | As custodian for my son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person hereby disclaims beneficial ownership of shares held by his wife, son and daughter, except to the extent of his pecuniary interest.
- F2Includes a balance of 1021 Restricted Stock Units granted 2/7/2017 that are subject to forfeiture if certain events occur.