SEC Form 4 · accession 0000009984-17-000056
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Stephens
Officer — SVP, Finance and CFO
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 19, 2017 | A | 10,420 | $0.00 | A | 102,086 | D | |
| Common StockF2 | Jul 19, 2017 | F | 4,835 | $61.07 | D | 97,251 | D | |
| Common StockF2 | Jul 19, 2017 | A | 4,193 | $0.00 | A | 101,444 | D | |
| Common StockF2 | Jul 19, 2017 | F | 2,053 | $61.07 | D | 99,391 | D | |
| Common Stock | holding | — | — | — | 1,942 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has acquired an aggregate of 10420 shares pursuant to Performance Share Award granted 2/12/2014.
- F2Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.
- F3Reporting Person has acquired an aggregate of 4193 shares pursuant to Performance Share Award granted 2/12/2014.