SEC Form 4 · accession 0000009984-17-000054
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn N Edwards
Officer — SVP, Human Resources
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 19, 2017 | A | 4,956 | $0.00 | A | 60,559 | D | |
| Common StockF2 | Jul 19, 2017 | F | 2,426 | $61.07 | D | 58,133 | D | |
| Common StockF2 | Jul 19, 2017 | A | 2,922 | $0.00 | A | 61,055 | D | |
| Common StockF2 | Jul 19, 2017 | F | 1,431 | $61.07 | D | 59,624 | D | |
| Common Stock | holding | — | — | — | 14,937 | I | by Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has acquired an aggregate of 4956 shares pursuant to Performance Share Award granted 2/12/2014.
- F2Includes balances of 766 Restricted Stock Units granted 2/12/2014, 466 granted 2/12/2014, 1599 granted 2/11/2015, 2600 granted 2/10/2016, and 1900 granted 2/8/2017, that are subject to forfeiture if certain events occur.
- F3Reporting Person has acquired an aggregate of 2922 shares pursuant to Performance Share Award granted 2/12/2014.