SEC Form 4 · accession 0000009984-17-000053
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dempsey
Officer — President and CEO · Director
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 9:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 19, 2017 | A | 34,317 | $0.00 | A | 275,306 | D | |
| Common StockF2 | Jul 19, 2017 | F | 16,050 | $61.07 | D | 259,256 | D | |
| Common StockF2 | Jul 19, 2017 | A | 6,481 | $0.00 | A | 265,737 | D | |
| Common StockF2 | Jul 19, 2017 | F | 3,173 | $61.07 | D | 262,564 | D | |
| Common Stock | holding | — | — | — | 4,101 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has acquired 34317 shares pursuant to Performance Share Award granted 2/12/2014.
- F2Includes balances of 5399 Restricted Stock Units granted 2/12/2014, 1033 granted 2/12/2014, 15866 granted 2/11/2015, 26000 granted 2/10/2016, and 14400 granted 2/8/2017, that are subject to forfeiture if certain events occur.
- F3Reporting Person has acquired 6481 shares pursuant to Performance Share Award granted 2/12/2014.