SEC Form 4 · accession 0000009984-17-000039
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 4, 2017 | S | 2,500 | $54.5634 | D | 347,350 | D | |
| Common StockF2 | May 4, 2017 | G | 1,000 | $0.00 | D | 346,350 | D | |
| Common Stock | holding | — | — | — | 34,948 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 4,288 | I | By my wife | |
| Common StockF3 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF3 | holding | — | — | — | 413,838 | I | Trust #42-01-100-8546559 | |
| Common StockF3 | holding | — | — | — | 75,928 | I | Trust #42-01-100-8550714 | |
| Common StockF3 | holding | — | — | — | 160,999 | I | Trust #42-01-100-8550720 | |
| Common StockF3 | holding | — | — | — | 482,388 | I | Trust #42-01-100-8550719 | |
| Common StockF3 | holding | — | — | — | 411,135 | I | Trust #42-01-100-8546558 | |
| Common StockF3 | holding | — | — | — | 84,068 | I | Trust #42-01-100-8550713 | |
| Common StockF3 | holding | — | — | — | 136,165 | I | Trust #42-01-102-2548261 | |
| Common StockF3 | holding | — | — | — | 83,664 | I | Trust#42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.56 to $54.615, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2Includes a balance of 1532 Restricted Stock Units granted 2/7/2017 that are subject to forfeiture if certain events occur.
- F3Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.