SEC Form 4 · accession 0000009984-17-000024
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Nov 7, 2013
Accepted (ET)
Feb 24, 2017 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2013 | G | 1,000 | $0.00 | D | 354,370 | D | |
| Common StockF3 | Feb 22, 2017 | G | 9,107 | $0.00 | D | 83,664 | I | Trust#42-01-102-2549053 |
| Common StockF1 | Feb 23, 2017 | S | 3,300 | $50.15 | D | 351,070 | D | |
| Common StockF1 | Feb 23, 2017 | S | 200 | $50.20 | D | 350,870 | D | |
| Common StockF3 | Feb 23, 2017 | S | 9,077 | $50.1309 | D | 136,165 | I | Trust #42-01-102-2548261 |
| Common Stock | holding | — | — | — | 35,205 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 4,277 | I | By my wife | |
| Common StockF3 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF3 | holding | — | — | — | 414,203 | I | Trust #42-01-100-8546559 | |
| Common StockF3 | holding | — | — | — | 75,973 | I | Trust #42-01-100-8550714 | |
| Common StockF3 | holding | — | — | — | 161,114 | I | Trust #42-01-100-8550720 | |
| Common StockF3 | holding | — | — | — | 483,118 | I | Trust #42-01-100-8550719 | |
| Common StockF3 | holding | — | — | — | 411,475 | I | Trust #42-01-100-8546558 | |
| Common StockF3 | holding | — | — | — | 84,118 | I | Trust #42-01-100-8550713 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2043 Restricted Stock Units granted 2/7/2017 that are subject to forfeiture if certain events occur.
- F2Reflects distribution to trust beneficiaries.
- F3Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.