SEC Form 4 · accession 0000009984-17-000012
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marian Acker
Officer — VP, Controller
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 8, 2017 | A | 800 | $0.00 | A | 36,802 | D | |
| Common Stock | holding | — | — | — | 4 | I | By Company's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option-Right to BuyF5,F4 | $47.04 | Feb 8, 2017 | A | 2,500 | A | — | Feb 8, 2027 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Reporting Person has received 800 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Includes 3.351 shares previously reported as indirect.
- F3Includes balances of 333 Restricted Stock Units granted 2/12/2014, 266 granted 2/12/2014, 666 granted 2/11/2015, and 1100 granted 2/10/2016, that are subject to forfeiture if certain events occur.
- F4The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
- F51 for 1.