SEC Form 4 · accession 0000009984-16-000204
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | S | 23 | $46.6184 | D | 414,203 | I | Trust #42-01-100-8546559 |
| Common StockF1 | Nov 28, 2016 | S | 23 | $46.6184 | D | 75,973 | I | Trust #42-01-100-8550714 |
| Common StockF1 | Nov 28, 2016 | S | 23 | $46.6184 | D | 161,114 | I | Trust #42-01-100-8550720 |
| Common StockF1 | Nov 28, 2016 | S | 65 | $46.6184 | D | 483,118 | I | Trust #42-01-100-8550719 |
| Common StockF1 | Nov 28, 2016 | S | 65 | $46.6184 | D | 411,475 | I | Trust #42-01-100-8546558 |
| Common StockF1 | Nov 28, 2016 | S | 23 | $46.6184 | D | 84,118 | I | Trust #42-01-100-8550713 |
| Common StockF2 | holding | — | — | — | 353,300 | D | ||
| Common Stock | holding | — | — | — | 35,416 | I | By 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 4,266 | I | By my wife | |
| Common StockF1 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF1 | holding | — | — | — | 145,242 | I | Trust #42-01-102-2548261 | |
| Common StockF1 | holding | — | — | — | 92,771 | I | Trust #42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- F2Includes a balance of 678 Restricted Stock Units granted 2/10/2016 that are subject to forfeiture if certan events occur.