SEC Form 4 · accession 0000009984-16-000175
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn N Edwards
Officer — SVP, Human Resources
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | F | 273 | $40.57 | D | 54,969 | D | |
| Common StockF2 | Aug 12, 2016 | F | 443 | $40.37 | D | 54,526 | D | |
| Common StockF3 | Aug 12, 2016 | F | 262 | $40.37 | D | 54,264 | D | |
| Common StockF4 | Aug 12, 2016 | F | 160 | $40.37 | D | 54,104 | D | |
| Common Stock | holding | — | — | — | 14,680 | I | by Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes balances of 1299 Restricted Stock Units granted 2/12/2013, 1533 granted 2/12/2014, 933 granted 2/12/2014, 1599 granted 2/11/2015 and 2600 granted 2/10/2016 that are subject to forfeiture if certain events occur.
- F2Includes balances of 1533 Restricted Stock Units granted 2/12/2014, 933 granted 2/12/2014, 1599 granted 2/11/2015 and 2600 granted 2/10/2016 that are subject to forfeiture if certain events occur.
- F3Includes balances of 766 Restricted Stock Units granted 2/12/2014, 933 granted 2/12/2014, 1599 granted 2/11/2015 and 2600 granted 2/10/2016 that are subject to forfeiture if certain events occur.
- F4Includes balances of 766 Restricted Stock Units granted 2/12/2014, 466 granted 2/12/2014, 1599 granted 2/11/2015 and 2600 granted 2/10/2016 that are subject to forfeiture if certain events occur.