SEC Form 4 · accession 0000009984-16-000174
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dempsey
Officer — President and CEO · Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | F | 3,876 | $40.57 | D | 233,283 | D | |
| Common StockF2 | Aug 12, 2016 | F | 1,336 | $40.37 | D | 231,947 | D | |
| Common StockF3 | Aug 12, 2016 | F | 2,638 | $40.37 | D | 229,309 | D | |
| Common StockF4 | Aug 12, 2016 | F | 505 | $40.37 | D | 228,804 | D | |
| Common Stock | holding | — | — | — | 4,161 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes balances of 2733 Restricted Stock Units granted 2/12/2013, 4533 granted 3/1/2013, 10799 granted 2/12/2014, 2066 granted 2/12/2014, 15866 granted 2/11/2015 and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur.
- F2Includes balances of 4533 Restricted Stock Units granted 3/1/2013, 10799 granted 2/12/2014, 2066 granted 2/12/2014, 15866 granted 2/11/2015 and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur.
- F3Includes balances of 4533 Restricted Stock Units granted 3/1/2013, 5399 granted 2/12/2014, 2066 granted 2/12/2014, 15866 granted 2/11/2015 and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur.
- F4Includes balances of 4533 Restricted Stock Units granted 3/1/2013, 5399 granted 2/12/2014, 1033 granted 2/12/2014, 15866 granted 2/11/2015 and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur.