SEC Form 4 · accession 0000009984-16-000172
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn N Edwards
Officer — SVP, Human Resources
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2016 | M | 5,700 | $22.335 | A | 60,942 | D | |
| Common StockF1 | Aug 10, 2016 | S | 5,700 | $40.243 | D | 55,242 | D | |
| Common Stock | holding | — | — | — | 14,680 | I | by Company's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option-Right to BuyF3,F2 | $22.335 | Aug 10, 2016 | M | 5,700 | D | — | Feb 14, 2017 | Common Stock | 5,700 | 0 | D |
Explanation of responses
- F1Includes balances of 1299 Restricted Stock Units granted 2/12/2013, 1533 granted 2/12/2014, 933 granted 2/12/2014, 2400 granted 2/11/2015 and 2600 granted 2/10/2016 that are subject to forfeiture if certain events occur.
- F2The option vests in three equal installments on August 14, 2008, 2009, 2010.
- F31 for 1.