SEC Form 4 · accession 0000009984-16-000164
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Stephens
Officer — SVP, Finance and CFO
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 13, 2016 | A | 20,359 | $0.00 | A | 115,621 | D | |
| Common StockF2 | Jul 13, 2016 | F | 7,578 | $36.31 | D | 108,043 | D | |
| Common Stock | holding | — | — | — | 5,284 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 1,835 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has acquired 20359 aggregate shares pursuant to Performance Share Award granted 2/12/2013.
- F2Includes a balance of 20098 Restricted Stock Units that are subject to forfeiture if certain events occur.