SEC Form 4 · accession 0000009984-16-000163
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dempsey
Officer — President and CEO · Director
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 13, 2016 | A | 19,923 | $0.00 | A | 227,105 | D | |
| Common StockF2 | Jul 13, 2016 | F | 6,822 | $36.31 | D | 220,283 | D | |
| Common StockF2 | Jul 13, 2016 | A | 32,866 | $0.00 | A | 253,149 | D | |
| Common StockF2 | Jul 13, 2016 | F | 15,990 | $36.31 | D | 237,159 | D | |
| Common Stock | holding | — | — | — | 4,183 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has acquired an aggregate of 19923 shares pursuant to Performance Share Award granted 2/12/2013.
- F2Includes a balance of 69931 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F3Reporting Person has acquired an aggregate of 32866 shares pursuant to Performance Share Award granted 3/1/2013.