SEC Form 4 · accession 0000009984-16-000156
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
May 27, 2016
Accepted (ET)
May 31, 2016 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 26, 2016 | G | 3,344 | $0.00 | D | 145,242 | I | Trust #42-01-102-2548261 |
| Common StockF2 | May 27, 2016 | S | 250 | $33.1528 | D | 414,376 | I | Trust #42-01-100-8546559 |
| Common StockF2 | May 27, 2016 | S | 100 | $33.1528 | D | 411,690 | I | Trust #42-01-100-8546558 |
| Common StockF3 | May 31, 2016 | G | 418 | $0.00 | A | 358,730 | D | |
| Common Stock | holding | — | — | — | 35,558 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 4,236 | I | By my wife | |
| Common StockF2 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF2 | holding | — | — | — | 76,021 | I | Trust #42-01-100-8550714 | |
| Common StockF2 | holding | — | — | — | 161,187 | I | Trust #42-01-100-8550720 | |
| Common StockF2 | holding | — | — | — | 483,503 | I | Trust #42-01-100-8550719 | |
| Common StockF2 | holding | — | — | — | 84,176 | I | Trust #42-01-100-8550713 | |
| Common StockF2 | holding | — | — | — | 92,771 | I | Trust #42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects distribution to trust beneficiaries.
- F2Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- F3Includes a balance of 2034 Restricted Stock Units granted 2/10/2016 that are subject to forfeiture if certan events occur.