SEC Form 4 · accession 0000009984-16-000102
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Stephens
Officer — SVP, Finance and CFO
Period of report
Feb 8, 2016
Accepted (ET)
Feb 9, 2016 · 12:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2016 | F | 3,252 | $30.99 | D | 123,262 | D | |
| Common Stock | holding | — | — | — | 5,284 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 1,746 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes balances of 2799 Restricted Stock Units granted 2/12/2013, 3266 granted 2/12/2014, 1333 granted 2/12/2014 and 5700 granted 2/11/2015, and 14000 Performance Share Awards granted 2/12/2013, 8200 granted 2/12/2014, 3300 granted 2/12/2014 and 9500 granted 2/11/2015, that are subject to forfeiture if certain events occur.