SEC Form 4 · accession 0000009984-16-000100
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Barnhart
Officer — SVP, BGI; Pres, Barnes Aero
Period of report
Feb 1, 2016
Accepted (ET)
Feb 2, 2016 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | F | 1,116 | $32.20 | D | 48,363 | D | |
| Common Stock | holding | — | — | — | 1,721 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 2,469 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes balances of 731 Restricted Stock Units granted 2/12/2013, 3033 granted 8/1/2013, 2066 granted 2/12/2014, 533 granted 2/12/2014 and 3800 granted 2/11/2015, and 2195 Performance Share Awards granted 2/12/2013, 5100 granted 2/12/2014, 1300 granted 2/12/2014 and 6400 granted 2/11/2015, that are subject to forfeiture if certain events occur.