SEC Form 4 · accession 0000009984-15-000096
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marian Acker
Officer — VP, Controller
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 25, 2015 | S | 2,621 | $38.3901 | D | 40,231 | D | |
| Common Stock | holding | — | — | — | 3 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 4 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.381 to $38.570, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Includes balances of 566 Restricted Stock Units granted 2/12/2013, 666 granted 2/12/2014, 533 granted 2/12/2014 and 1000 granted 2/11/2015, and 2900 Performance Share Awards granted 2/12/2013, 1700 granted 2/12/2014, 1300 granted 2/12/2014 and 1700 granted 2/11/2015, that are subject to forfeiture if certain events occur.