SEC Form 4 · accession 0000009984-15-000094
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | G | 1,000 | $0.00 | D | 363,231 | D | |
| Common StockF1 | Nov 20, 2015 | S | 3,500 | $38.15 | D | 359,731 | D | |
| Common Stock | holding | — | — | — | 35,192 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 4,208 | I | By my wife | |
| Common StockF2 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF2 | holding | — | — | — | 414,961 | I | Trust #42-01-100-8546559 | |
| Common StockF2 | holding | — | — | — | 76,101 | I | Trust #42-01-100-8550714 | |
| Common StockF2 | holding | — | — | — | 161,297 | I | Trust #42-01-100-8550720 | |
| Common StockF2 | holding | — | — | — | 484,223 | I | Trust #42-01-100-8550719 | |
| Common StockF2 | holding | — | — | — | 412,100 | I | Trust #42-01-100-8546558 | |
| Common StockF2 | holding | — | — | — | 84,276 | I | Trust #42-01-100-8550713 | |
| Common StockF2 | holding | — | — | — | 148,586 | I | Trust #42-01-102-2548261 | |
| Common StockF2 | holding | — | — | — | 105,611 | I | Trust#42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2475 Restricted Stock Units granted 2/10/2015 that are subject to forfeiture if certan events occur.
- F2Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.