SEC Form 4 · accession 0000009984-15-000080
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dempsey
Officer — President and CEO · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 2, 2015 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | F | 2,206 | $37.07 | D | 289,182 | D | |
| Common Stock | holding | — | — | — | 4,121 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes balances of 2733 Restricted Stock Units granted 2/12/2013, 4533 granted 3/1/2013, 10799 granted 2/12/2014, 2066 granted 2/12/2014 and 23800 granted 2/11/2015, and 13700 Performance Share Awards granted 2/12/2013, 22600 granted 3/1/2013, 27000 granted 2/12/2014, 5100 granted 2/12/2014 and 39600 granted 2/11/2015, that are subject to forfeiture if certain events occur.