SEC Form 4 · accession 0000009984-15-000070
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Stephens
Officer — SVP, Finance and CFO
Period of report
Aug 8, 2015
Accepted (ET)
Aug 10, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2015 | F | 1,200 | $39.93 | D | 130,180 | D | |
| Common StockF2 | Aug 9, 2015 | F | 1,183 | $39.93 | D | 128,997 | D | |
| Common Stock | holding | — | — | — | 5,284 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 1,642 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes balances of 2430 Restricted Stock Units granted 2/9/2011, 9400 granted 2/8/2012, 5599 granted 2/12/2013, 4900 granted 2/12/2014, 2000 granted 2/12/2014 and 5700 granted 2/11/2015, and 14000 Performance Share Awards granted 2/12/2013, 8200 granted 2/12/2014, 3300 granted 2/12/2014 and 9500 granted 2/11/2015, that are subject to forfeiture if certain events occur.
- F2Includes balances of 9400 Restricted Stock Units granted 2/8/2012, 5599 granted 2/12/2013, 4900 granted 2/12/2014, 2000 granted 2/12/2014 and 5700 granted 2/11/2015, and 14000 Performance Share Awards granted 2/12/2013, 8200 granted 2/12/2014, 3300 granted 2/12/2014 and 9500 granted 2/11/2015, that are subject to forfeiture if certain events occur.