SEC Form 4 · accession 0000009984-15-000065
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 6, 2015 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 6, 2015 | S | 5,000 | $39.1008 | D | 364,199 | D | |
| Common Stock | holding | — | — | — | 35,057 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 4,194 | I | By my wife | |
| Common StockF3 | holding | — | — | — | 39,221 | I | Trust #42-01-100-8546568 | |
| Common StockF3 | holding | — | — | — | 415,106 | I | Trust #42-01-100-8546559 | |
| Common StockF3 | holding | — | — | — | 76,115 | I | Trust #42-01-100-8550714 | |
| Common StockF3 | holding | — | — | — | 161,342 | I | Trust #42-01-100-8550720 | |
| Common StockF3 | holding | — | — | — | 484,416 | I | Trust #42-01-100-8550719 | |
| Common StockF3 | holding | — | — | — | 412,230 | I | Trust #42-01-100-8546558 | |
| Common StockF3 | holding | — | — | — | 84,302 | I | Trust #42-01-100-8550713 | |
| Common StockF3 | holding | — | — | — | 148,586 | I | Trust #42-01-102-2548261 | |
| Common StockF3 | holding | — | — | — | 105,611 | I | Trust#42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.10 to $39.11, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Includes 2475 Restricted Stock Units granted 2/10/2015 that are subject to forfeiture if certan events occur.
- F3Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.