SEC Form 4 · accession 0000009984-15-000056
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Stephens
Officer — SVP, Finance and CFO
Period of report
Jul 22, 2015
Accepted (ET)
Jul 23, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 22, 2015 | A | 4,223 | $0.00 | A | 139,419 | D | |
| Common StockF3 | Jul 22, 2015 | F | 8,039 | $39.36 | D | 131,380 | D | |
| Common Stock | holding | — | — | — | 5,284 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 1,626 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance Share Award involved an aggregate of 16523 shares of which the acquisition of 12300 shares were previously reported on 2/8/2012.
- F2Includes balances of 2430 Restricted Stock Units granted 2/9/2011, 9400 granted 2/8/2012, 2466 granted 2/8/2012, 5599 granted 2/12/2013, 4900 granted 2/12/2014, 2000 granted 2/12/2014 and 5700 granted 2/11/2015, and 12300 Performance Share Awards granted 2/8/2012, 14000 granted 2/12/2013, 8200 granted 2/12/2014, 3300 granted 2/12/2014 and 9500 granted 2/11/2015, that are subject to forfeiture if certain events occur.
- F3Includes balances of 2430 Restricted Stock Units granted 2/9/2011, 9400 granted 2/8/2012, 2466 granted 2/8/2012, 5599 granted 2/12/2013, 4900 granted 2/12/2014, 2000 granted 2/12/2014 and 5700 granted 2/11/2015, and 14000 Performance Share Awards granted 2/12/2013, 8200 granted 2/12/2014, 3300 granted 2/12/2014 and 9500 granted 2/11/2015, that are subject to forfeiture if certain events occur.