SEC Form 4 · accession 0000009984-15-000055
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn N Edwards
Officer — SVP, Human Resources
Period of report
Jul 22, 2015
Accepted (ET)
Jul 23, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 22, 2015 | A | 1,922 | $0.00 | A | 68,146 | D | |
| Common StockF3 | Jul 22, 2015 | F | 3,019 | $39.36 | D | 65,127 | D | |
| Common Stock | holding | — | — | — | 13,699 | I | by Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance Share Award involved an aggregate of 7522 shares of which the acquisition of 5600 shares were previously reported on 2/8/2012.
- F2Includes balances of 1598 Restricted Stock Units granted 2/9/2011, 1133 granted 2/8/2012, 2599 granted 2/12/2013, 2300 granted 2/12/2014, 1400 granted 2/12/2014 and 2400 granted 2/11/2015, and 5600 Performance Share Awards granted 2/8/2012, 6600 granted 2/12/2013, 3900 granted 2/12/2014, 2300 granted 2/12/2014 and 4000 on 2/11/2015, that are subject to forfeiture if certain events occur.
- F3Includes balances of 1598 Restricted Stock Units granted 2/9/2011, 1133 granted 2/8/2012, 2599 granted 2/12/2013, 2300 granted 2/12/2014, 1400 granted 2/12/2014 and 2400 granted 2/11/2015, and 6600 Performance Share Awards granted 2/12/2013, 3900 granted 2/12/2014, 2300 granted 2/12/2014 and 4000 on 2/11/2015, that are subject to forfeiture if certain events occur.