SEC Form 4 · accession 0000009984-15-000053
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Barnhart
Officer — SVP, BGI; Pres, Barnes Aero
Period of report
Jul 22, 2015
Accepted (ET)
Jul 23, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 22, 2015 | A | 502 | $0.00 | A | 51,010 | D | |
| Common StockF3 | Jul 22, 2015 | F | 670 | $39.36 | D | 50,340 | D | |
| Common Stock | holding | — | — | — | 1,721 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 2,436 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance Share Award involved an aggregate of 1967 shares of which the acquisition of 1465 shares were previously reported on Form 3 filed 3/12/2013.
- F2Includes balances of 488 Restricted Stock Units granted 2/8/2012, 1463 granted 2/12/2013, 6066 granted 8/1/2013, 3100 granted 2/12/2014, 800 granted 2/12/2014 and 3800 granted 2/11/2015, and 1465 Performance Share Awards granted 2/8/2012, 2195 granted 2/12/2013, 5100 granted 2/12/2014, 1300 granted 2/12/2014 and 6400 granted 2/11/2015, that are subject to forfeiture if certain events occur.
- F3Includes balances of 488 Restricted Stock Units granted 2/8/2012, 1463 granted 2/12/2013, 6066 granted 8/1/2013, 3100 granted 2/12/2014, 800 granted 2/12/2014 and 3800 granted 2/11/2015, and 2195 Performance Share Awards granted 2/12/2013, 5100 granted 2/12/2014, 1300 granted 2/12/2014 and 6400 granted 2/11/2015, that are subject to forfeiture if certain events occur.