SEC Form 4 · accession 0000009984-15-000052
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marian Acker
Officer — VP, Controller
Period of report
Jul 22, 2015
Accepted (ET)
Jul 23, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 22, 2015 | A | 858 | $0.00 | A | 44,804 | D | |
| Common StockF3 | Jul 22, 2015 | F | 1,144 | $39.36 | D | 43,660 | D | |
| Common Stock | holding | — | — | — | 3 | I | By Company's Employee Stock Purchase Plan | |
| Common Stock | holding | — | — | — | 4 | I | By Company's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance Share Award involved an aggregate of 3358 shares of which the acquisition of 2500 shares were previously reported on 2/8/2012.
- F2Includes balances of 699 Restricted Stock Units granted 2/9/2011, 499 granted 2/8/2012, 1133 granted 2/12/2013, 1000 granted 2/12/2014, 800 granted 2/12/2014 and 1000 granted 2/11/2015, and 2500 Performance Share Awards granted 2/8/2012, 2900 granted 2/12/2013, 1700 granted 2/12/2014, 1300 granted 2/12/2014 and 1700 granted 2/11/2015, that are subject to forfeiture if certain events occur.
- F3Includes balances of 699 Restricted Stock Units granted 2/9/2011, 499 granted 2/8/2012, 1133 granted 2/12/2013, 1000 granted 2/12/2014, 800 granted 2/12/2014 and 1000 granted 2/11/2015, and 2900 Performance Share Awards granted 2/12/2013, 1700 granted 2/12/2014, 1300 granted 2/12/2014 and 1700 granted 2/11/2015, that are subject to forfeiture if certain events occur.