SEC Form 4 · accession 0000009984-15-000048
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn N Edwards
Officer — SVP, Human Resources
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 9:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2015 | M | 10,833 | $15.265 | A | 76,961 | D | |
| Common StockF1 | May 29, 2015 | S | 10,833 | $40.2974 | D | 66,128 | D | |
| Common Stock | holding | — | — | — | 13,564 | I | by Company's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option-Right to BuyF3,F2 | $15.265 | May 29, 2015 | M | 10,833 | D | — | Feb 8, 2020 | Common Stock | 10,833 | 0 | D |
Explanation of responses
- F1Includes balances of 1598 Restricted Stock Units granted 2/9/2011, 1133 granted 2/8/2012, 2599 granted 2/12/2013, 2300 granted 2/12/2014, 1400 granted 2/12/2014 and 2400 granted 2/11/2015, and 5600 Performance Share Awards granted 2/8/2012, 6600 granted 2/12/2013, 3900 granted 2/12/2014, 2300 granted 2/12/2014 and 4000 on 2/11/2015, that are subject to forfeiture if certain events occur.
- F2The option vests in three equal installments on August 8, 2011, 2012, 2013.
- F31 for 1.