SEC Form 4 · accession 0000009984-15-000016
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Mayo
Officer — SVP, BGI; Pres., Industrial
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 11, 2015 | A | 4,000 | $0.00 | A | 28,950 | D | |
| Common StockF3 | Feb 11, 2015 | A | 6,700 | $0.00 | A | 35,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option-Right to BuyF5,F4 | $36.31 | Feb 11, 2015 | A | 11,200 | A | — | Feb 11, 2025 | Common Stock | 11,200 | 11,200 | D |
Explanation of responses
- F1Reporting Person has received 4000 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Reporting Person has received 6700 Performance Share Awards that are subject to forfeiture if certain events occur.
- F3Includes balances of 3100 Restricted Stock Units granted 3/17/2014, 8350 granted 3/17/2014, and 5150 Performance Share Awards granted 3/17/2014 and 8350 granted 3/17/2014, that are subject to forfeiture if certain events occur.
- F4The options vests 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
- F51 for 1.