SEC Form 4 · accession 0000009984-15-000003
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Barnes
Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 10, 2015 | A | 2,475 | $0.00 | A | 375,851 | D | |
| Common Stock | holding | — | — | — | 35,138 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 4,169 | I | By my wife | |
| Common StockF3 | holding | — | — | — | 39,356 | I | Trust #42-01-100-8546568 | |
| Common StockF3 | holding | — | — | — | 415,336 | I | Trust #42-01-100-8546559 | |
| Common StockF3 | holding | — | — | — | 76,155 | I | Trust #42-01-100-8550714 | |
| Common StockF3 | holding | — | — | — | 161,422 | I | Trust #42-01-100-8550720 | |
| Common StockF3 | holding | — | — | — | 484,696 | I | Trust #42-01-100-8550719 | |
| Common StockF3 | holding | — | — | — | 412,475 | I | Trust #42-01-100-8546558 | |
| Common StockF3 | holding | — | — | — | 84,347 | I | Trust #42-01-100-8550713 | |
| Common StockF3 | holding | — | — | — | 151,290 | I | Trust #42-01-102-2548261 | |
| Common StockF3 | holding | — | — | — | 117,677 | I | Trust#42-01-102-2549053 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person has received 2475 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2Includes 2081 Restricted Stock Units granted 2/12/2014 that are subject to forfeiture if certan events occur.
- F3Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.