SEC Form 4 · accession 0000099780-19-000002
TRINITY INDUSTRIES INC · TRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Adams
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099780
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Trinity Phantom Stock UnitsF2,F1 | $0.00 | Dec 31, 2018 | A | 9,762 | A | — | — | Common Stock | 9,762 | 41,115 | D |
Explanation of responses
- F1The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.
- F2On November 1, 2018, the spin-off of Arcosa, Inc. resulted in the reporting person's ownership of 9,136 additional units.