SEC Form 3 · accession 0000099780-18-000196
TRINITY INDUSTRIES INC · TRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Marchetto
Other
Period of report
Nov 1, 2018
Accepted (ET)
Nov 8, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 114,638 | D | ||
| Common Stock | holding | — | — | — | 2,002 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Trinity Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 318 | — | I |
Explanation of responses
- F1The Trinity Stock Units were accrued under the Trinity Industries, Inc. Supplemental Profit Sharing Plan and will be settled upon the reporting person's retirement or other termination of service or earlier for in service distributions under limited circumstances as provided by the plan. Stock Units convert at a ratio of 1 to 1.