SEC Form 4 · accession 0000099780-16-000218
TRINITY INDUSTRIES INC · TRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Theis Rice
Officer — Senior Vice President
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 2, 2016 | A | 9,024 | $0.00 | A | 134,634 | D | |
| Common Stock | holding | — | — | — | 5,076 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units granted pursuant to the Third Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2019 and 50% on May 15, 2020.
- F2Restricted Stock Units granted May 4, 2015 were previously reported on Table II as derivative securities. The balance is now included in Table I, Column 5.