SEC Form 4 · accession 0000099780-15-000076
TRINITY INDUSTRIES INC · TRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy R Wallace
Officer — Chairman, CEO & President · Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2015 | P | 20,000 | $29.44 | A | 1,136,268 | D | |
| Common Stock | holding | — | — | — | 3,673 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Trinity Stock UnitsF1 | $0.00 | May 4, 2015 | A | 31,703 | A | — | — | Common Stock | 31,703 | 31,703 | D |
Explanation of responses
- F1Restricted Stock Units granted pursuant to the Third Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2018 and 50% on May 15, 2019.