SEC Form 4 · accession 0001140361-16-054939
TRINITY CAPITAL CORP · TRIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Gulas
Officer — President and CEO · Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | A | 19,880 | $0.00 | A | 35,398 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares represent a grant of Restricted Stock Units (RSUs) awarded on February 23, 2016. The RSUs will vest over three years, one-third vesting each year; provided that conditions of the award are met. In addition, 11,765 shares represent a grant of RSUs awarded on June 3, 2014 on which the restrictions will lapse on June 3, 2016.