SEC Form 4 · accession 0000099771-18-000101
TRINITY CAPITAL CORP · TRIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G. Dolan
Officer — Chief Financial Officer
Period of report
Aug 2, 2018
Accepted (ET)
Dec 21, 2018 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting common stockF1 | Aug 2, 2018 | A | 62,500 | $0.00 | A | 125,500 | D | |
| Voting common stock | holding | — | — | — | 237,000 | I | Personal Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This represents a grant of 40,625 and 21,875 performance-based Restricted Stock Units (RSUs) awarded on August 22, 2017 and March 20, 2018, respectively, for which the performance-based condition was satisfied on August 2, 2018. The RSUs are scheduled to vest on March 31, 2019. This Form is being filed late due to inadvertent administrative error.