SEC Form 4 · accession 0000099771-17-000205
TRINITY CAPITAL CORP · TRIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E. Goodwin Jr.
Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Dec 19, 2017 | A | 444 | $6.75 | A | 72,639 | D | |
| Voting Common StockF2 | holding | — | — | — | 15,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issued shares for director compensation valued at $6.75 per share.
- F2These shares are held by the reporting person's wife. The reporting person disclaims beneficial ownership of the shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for the purpose of Section 16 or for any other purpose.