SEC Form 4/A · accession 0000099771-17-000200
TRINITY CAPITAL CORP · TRIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James E. Goodwin Jr.
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 27, 2017 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Nov 13, 2017 | A | 66,000 | $4.75 | A | 72,195 | D | |
| Voting Common StockF1 | Nov 13, 2017 | A | 14,000 | $4.75 | A | 15,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the reporting person's wife. The reporting person disclaims beneficial ownership of the shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for the purpose of Section 16 or for any other purpose.