SEC Form 4 · accession 0001140361-17-005677
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Albanese
Other
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 2,500 | $22.7548 | A | 2,500 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 2,100 | $22.7564 | A | 4,600 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 1,700 | $22.7764 | A | 6,300 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 1,450 | $22.7864 | A | 7,750 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 900 | $22.778 | A | 8,650 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 650 | $22.76 | A | 9,300 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 400 | $22.7599 | A | 9,700 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 200 | $22.79 | A | 9,900 | D | |
| Tri-Continental Corporation Common Stock | Feb 8, 2017 | P | 100 | $22.7899 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.