SEC Form 4 · accession 0001140361-17-004746
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yan Jin
Other
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Feb 3, 2017 | P | 1,000 | $22.625 | A | 5,500 | D |
Table II — derivative securities
No Table II lines on this filing.