SEC Form 4 · accession 0001140361-17-004121
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L King
Other
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Feb 1, 2017 | P | 2,295 | $22.54 | A | 127,295 | D | |
| Tri-Continental Corporation Common Stock | Feb 1, 2017 | P | 500 | $22.56 | A | 127,795 | D | |
| Tri-Continental Corporation Common Stock | Feb 1, 2017 | P | 2,205 | $22.58 | A | 130,000 | D |
Table II — derivative securities
No Table II lines on this filing.